Introduction
In order to perform an experiment into optical phase-only correlation
it was necessary to fabricate an SLM to the highest standards possible.
Chapter five has provided a background to the electronic operation
of the 16×16 SLM and the liquid crystal light modulation
mechanism used in this project. Actual fabrication of a working spatial
light modulator is an extremely delicate process requiring a high degree
of preparation and manual dexterity. One major difficulty in SLM
fabrication is the accurate positioning of the glass cover cube over the VLSI
backplane (referred to as the `chip' in what follows), so that the fragile
chip bonding wires are not damaged. Further, the glass should ideally
lie absolutely parallel to the chip surface so as not to introduce a
wedge into the liquid crystal layer.
This chapter details a review of previous fabrication techniques
used within this Group. Experimental results using small test cells,
rather than expensive packaged SLMs, point the way to a significant
improvement in the fabrication process. One technique, known as `vacuum
packing' (section 6.2.2), works rather less well on an actual packaged SLM
than on the test cells but still offers a significant improvement
over the previous method.
1 Device Construction
Figure 6.1 depicts a cross-section through the assembled spatial light
modulator. The final assembly process requires the affixation of an optically
flat cube of glass over the pixel array at a precisely specified height.
This is usually accomplished by the inclusion within the cell of 12
mm
thick polyester spacer strips cut by hand with a scalpel.

Figure 6.1: Cross-section through an assembled SLM
Traditional Preparation of SLM Components
It shall prove helpful to number the various assembly stages so as to avoid
unnecessary repetition of those stages which are essentially unchanged in
the new assembly procedure to be described shortly. This itinerary is
essentially that used by Ranshaw, and describes the preparation of each
component used in the assembly of the spatial light modulator.
- The cover glass cube is cut with a diamond tipped saw from a sheet of
optically flat glass1. Each side of the
cube measures 5mm, chosen to be larger than the active area of the chip
and smaller than the distance between the bonding pads. See figure 6.2.

Figure 6.2: Relative Dimensions of Chip and Glass Cube
- An indium-tin oxide counter electrode layer is then sputtered onto one
face of the cube in an evaporation chamber, followed by a thin strip of
aluminium along one edge of the same face and up the side of the cube so
that a wire may be attached to make electrical contact with the
counter-electrode.
- An alignment layer of magnesium fluoride is evaporated
onto both the ITO face of the cover glass and the chip surface. Both the
chip and the cover cube lie at angle of 60o with respect to the
horizontal as shown in figure 6.3.
This results in microgroove formation on the
surface of both components. Early alignment techniques also included
light rubbing of a layer of polyamide with a felt pad to create the
required microgroove structure with some success.

Figure 6.3: Oblique Evaporation causing Microgroove structure
- A U-shaped spacer is cut by hand from a sheet of 12mm thick
polyester, and placed over the VSLI backplane. The outer width of the
spacer is 5mm and the inner width is 3mm. As the active area of the chip
covers 3.2mm2, most of the spacer material lies outwith this
region, between it and the bonding pads.
- A 2mm thick rectangular perspex guide is fabricated so as to lie
on top of the ceramic carrier of the chip. A square hole 5mm on a side
is cut in the centre of the guide to accomodate the cover glass.
Traditional Assembly Technique
- Assembly takes place in a laminar flow cabinet so as to minimise
the effects of atmospheric dust on the alignment layers, and begins with
the placement of the U-shaped spacer upon the chip surface.
- The perspex guide is affixed to the ceramic carrier with araldite
epoxy resin.
- A thin piece of wire is affixed to the top of the
guide which will allow electrical contact to be made with the ITO counter
electrode. The side of the glass cube with the
evaporated aluminium strip is completely painted with electrocure
conductive paint which forms a conductive pathway from where it will
touch the wire to the counter electrode.
- A drop of liquid crystal is placed on the centre of the chip with
a syringe.
- The glass cube is lowered through the guide, lightly clamped in
place and secured again with Araldite epoxy resin. Electrocure paint is
applied to join the wire of item 3 with the already painted cube face.
When dry, araldite is also applied over this union to strengthen it.
A critical appraisal of these preparation and assembly techniques follows in
the next subsection, and the finished SLM is shown in figure 6.4.

Figure 6.4: Field Induced Birefringence Mode SLM constructed by Ranshaw.
1.1 Motivation for Improved Construction Techniques
It should be noted that the assembly techniques devised initially by
Underwood and, as described above, modified by Ranshaw were
only intended to lead to a working SLM in Field Induced Birefringence
(FIB) mode. Demonstration that
the effect worked was sufficient for this purpose, so that only the most
straightforward assembly procedures leading to this result were devised.
Consequently, there exists a large scope for improvement.
One refinement in particular would reap the most reward, namely a technique
whereby the uniformity of the LC layer is controlled with more precision.
For the FIB effect the actual layer thickness of the
liquid crystal is not critical, the optical path difference between two
pixels being a function of applied voltage as well as cell
thickness. In particular, let the effects of a slight wedge on the
performance of a liquid crystal cell using FIB
as a phase modulator be analysed. Figure 6.5 illustrates the discussion,
where d1 and d2 are the layer thicknesses above two pixels of
the device.

Figure 6.5: Wedging in a FIB LC Cell
Suppose both pixels are required to be in the same state, so that
the optical path length (OPL) through the liquid crystal at both pixel
locations is required to be the same. With the wedge in the LC layer,
the OPL di at each pixel is, ignoring the small effects of refraction,
given by
|
di = |
2p
l
|
|
ó õ
|
di
0
|
ne(z,V) dz |
| (1) |
where n
e(i) denotes the extraordinary refractive index of the LC at
each pixel and z denotes distance through the LC layer. It can be shown that
the
local refractive index n
e(z,V) is, to a first
approximation, a linear function of the local electric field, and
is therefore only indirectly a function of the applied voltage
across the cell. Setting the constant of proportionality to be `C'
gives
so that the optical path length through the medium at pixel 'i' is
given by
which is, to a first approximation, independent of the cell thickness.
This result further illustrates the usefulness of the FIB effect, namely
that it is relatively insensitive to small non-uniformities in the thickness
of the LC layer. Fabrication techniques should, however, endeaver to
attain as parallel an LC layer as possible, as nematic LC cannot
accomodate for the effects of large wedges in the cell.
SLMs using ferroelectric liquid crystal require a different drive scheme
but the final assembly stages are as for the 16×16 device
described here. As pointed out in chapter five, electro-optic effects
relying on the faster ferroelectric LCs as extremely sensitive to the
precise thickness of the LC layer. Research into the design of VSLI
backplanes for very large (512×512 pixels) SLMs using such liquid
crystals is well underway at this University. However, the area of
final assembly is still problematic, uniformity of cell thickness
being particularly troublesome.
Appraisal of Fabrication Techniques to Date.
The principal areas of contention with the assembly techniques are short
and require little elaboration. They are listed here in no particular
order and shall be further addressed in the next section.
- Poor Cleanliness of Assembly Environment
Airborne dust is always
present to some extent, particle sizes ranging from the visible to just
a few microns across. The effects of particulate
contamination on the alignment of the liquid crystal are unquantified,
though expected to be detrimental. This is because the cell geometry
relies heavily on the alignment of the LC molecules at the cell
boundaries. For a device with relatively large mirror dimensions such as
the 16×16 SLM, small local misalignments within the confines of a
mirror may cause little net harm compared to the larger area of
correctly aligned molecules. Devices with smaller mirror dimensions are,
however, liable to be more sensitive to the same scale of misalignment
regions. Atmospheric cleanliness should be improved.
- Poor Cosmetic Appearance
As figure 6.4 shows, the fabrication
procedure as a whole results in a device of very poor appearance.
Alternative fabrication techniques should therefore try and improve the
look of the final SLM. This has a practical aspect in that all SLMs can
be assembled in the same way no matter what their pixel number. Current
effort is directed to producing devices of a commercial quality.
- Water Vapour
It is known that the presence of atmospheric water
vapour is detrimental to the operation of the liquid crystal. With the
traditional assembly techniques, the liquid crystal is first put onto the
chip and then the glass cube secured. It is difficult to see how
any form of `de-gassing' (removal of H2O vapour) can be effected
at any stage of the traditional process.
- Uniformity of LC Layer
Although the spacer material should ensure
a minimum thickness of 12mm, there is nothing to ensure that the
glass cube lies absolutely parallel to the chip surface when it is glued
into position. Figure 6.6 shows an interferogram taken of an SLM assembled
by Ranshaw, under coherent illumination by He-Ne laser light at 633nm.

Figure 6.6: Fringing present in traditionally constructed FIB mode SLM
Once again it must be stated that no criticism of the originators of
these assembly techniques should be inferred, indeed it is most probable
that the points of contention raised in this section were well known to
them both. I am indebted to both Underwood and Ranshaw for laying the
foundations to this problem with which to build upon.
2 Test Cell Simulations
Initially the search for improved fabrication techniques centered upon
finding a method which ensured the uniformity of the liquid crystal
layer. In order that this be examined further it was decided to
perform a series of experiments using small test cells,
the assumptions implicit in the traditional SLM assembly process may be
transferred to the process of test cell fabrication.
The test cells used in these experiments comprise an identical cube of glass
as used in the SLM assembly of the next section, placed upon an
aluminium coated silicon wafer of the type used in VLSI construction.
The wafer is known to be optically flat [63].
Each cube was cut from
'Ealing' utility grade optical flat with a diamond tipped saw, and is
quoted as having a 1-3 l (Na doublet) variation over 25mm2.
The cube measures 5×5×6 mm with the smaller dimensions
chosen to fit over the chip area, and the larger dimension of 6mm
being the depth of the block.
The optical quality was deemed sufficient for use in both test
cells and spatial light modulator applications, bearing in mind the
enormous price increase for even a slight gain in flatness. This
increase was primarily due to the fact that `off the shelf' optical
flats of greater quality tend to be thicker too, but a cube more
than 6mm depth is undesirible, so that such glass would have to be
custom made.
Flatness may be
quantified most easily by using interference techniques, and to this end
an interference bench was set up as shown in figure 6.7.
The interference pattern resulting from the
interaction of the beams reflected from the lower reflective silicon wafer
and the glass / air-gap interface provides
information as to the uniformity of the air gap thickness. For example,
if a the air gap is wedged shaped the spatial separation between two
maxima of the resulting fringe pattern is known to be
[(l)/2] if the substrate is reflecting.
Figure 6.4 of section 6.1 has already shown an SLM assembled using the
traditional technique, and the fringe patterns resulting from a
non-uniform LC layer in figure 6.6. As fringes arise due to the
non-parallelness of chip and cover glass, a reasonable proposal for
their reduction, it is speculated, might be the application of light, uniform
pressure upon the glass cube during assembly. The remainder of this
section is primarily concerned with the details of such a procedure,
beginning with a study performed using a mechanical method to apply the
required pressure.

Figure 6.7: Interference Bench Arrangement
2.1 Mechanical Pressure Technique
A small perspex `assembly rig' was designed to hold
both the glass cube and the silicon substrate in position while
fringe observations were carried out.
The rig was designed so as to allow maximum accessibility to the glass
cube where it touches the silicon for reasons that will soon become
apparent, and is shown in figure 6.8. A low, square indentation is cut into
the base of the rig in which the silicon substrate is placed. This
minimises the allowable movement of the substrate which might move
spacers from their initial position.
A smaller but much deeper square indentation (5mm on a side and 2mm deep)
is cut into the lower face of the upper half of the rig to hold the glass
cube. In both lower and upper halves of the rig, a round hole
is drilled through the centre to allow investigation of the fringe pattern
under various methods of cell fabrication.

Figure 6.8: The Perspex Assembly Rig
The first attempt to improve cell uniformity centered upon mechanical
control of the cell thickness. If four small nuts are gently screwed
down on the threaded guide rods, it should be possible to adjust the height
of the glass cube at each of its corners so as to make a uniform air-gap.
Observation throughout of the interference pattern arising from the
air-gap through the hole in the top of the perspex rig would provide the
operator with an idea of which nut to turn and by how much.
This requires some practice, not least due to the small size of the
nuts and spanner required, though was not the reason for the abandonment
of this scheme. Figure 6.9 shows a photograph taken through one eyepiece
of a binocular microscope of the view through the centre of the perspex
rig during this procedure. (As such, and due to the depth of the hole in
the top of the perspex rig, only part of the fringe pattern is visible.)
The interference pattern suggests that the silicon wafer bowed under even
light tightening of the adjustment nuts, and all attempts to eliminate the
fringe pattern failed. Non-uniformity of the shallow
guide indentation of the lower half of the perspex rig (into which the
silicon wafer was placed) is the most likely explanation of the effect.

Figure 6.9: Wafer Bowing during Mechanical Adjustment
A FORTRAN computer program was written to study the effects of wafer
bowing on the resulting fringe pattern. Figure 6.10 shows the fringe
pattern expected when the square wafer takes on a `sail' type shape.
The wafer is modelled as if the four corners of the square are affixed
to the perspex rig but the centre 'billows' out, with a height variation
from the flat ideal given by
|
h(x,y) = H0 sin( |
x
p
|
)×sin( |
y
p
|
) |
| (4) |
where x and y are scaled wafer coordinates specifying the fractional
distance of any point along the relevant axis. H
0 allows the user
to select the amount of wafer bowing, which was 2.5
l in the
figure above. Given that successive bright contours correspond to a height
difference of [(
l)/2], the interference pattern observed is
modelled by the function
|
I(x,y) = cos2( 2 h(x,y) p ) |
| (5) |

Figure 6.10: Simulated Fringes with a Sail Shaped Wafer Deformation
The similarity of both images would support the bowing hypothesis, which
leads to the following conclusions:
- A uniform air-gap cannot be achieved using a thin, flexible
silicon substrate by the mechanical means described in this section due
to bowing of the silicon wafer.
- A reflecting substrate of greater mechanical strength should be
used in further experiments.
The implications of these seamingly simple statements should not
be thought of as trivial, and shall be returned to in section 6.4.2 where
more serious consequences will be discussed. As a replacement to the
silvered silicon wafer, it was found that silvered
holographic plate (
@ 1mm thick) performed very well as a less flexible
substrate and was used in all further experiments.
2.2 Suitability of Spacer Material
A further investigation into the suitability of the polyester sheeting
used as a spacer layer is also required. The fundamental assumption made in
previous SLM fabrication is that
- The spacer material chosen does perform its purpose
adequately, namely it does not compress significantly and has both the
specified thickness and uniformity of thickness to act as a spacer layer.
Although it is felt that this statement probably
is true, a
component playing so vital a role should undergo some form of scientific
testing. This is particularly so when the difficulty of cutting spacers of the
right shape and size has caused some to seek alternative ways of
providing the required spacing.
2 A technique whereby the
suitability of the polyester spacer may be checked is that of
vacuum
packing, the origin of which (within this Group) is now briefly presented.
Vacuum Packing
At the time of these experiments, another research student within the Applied
Optics Group, Steven Heddle, had found some success with liquid crystal
cell manufacture using a technique known as
`vacuum
packing'. Working in collaboration with the Group technician Mr. Garrie,
Heddle placed two glass microscope slides, with the appropriate spacers, in
a transparent polythene bag. Adhesive was placed around the edge of the
slides and by means of a small vacuum pump attached to a thin tube
placed in the bag, the air was sucked out. It was hoped that the
atmospheric pressure would provide a uniform force over the surface of
each glass slide and lead to a uniform gap thickness between them.
It was felt that vacuum packing would be the most promising step forward
towards the goal of cell thickness uniformity, as well as being most
suitable for the investigations of this chapter as shall be seen.
Experimental Arrangement
In order that the thickness and compressibility of the polyester
material be checked, a single rectangle of the spacer material was cut and
placed along just one edge of the glass cube.
A small polythene bag was used as an evacuation bag, commonly the type
used to package components. These bags did not tear
under the vacuum packing, but being made from rather thick polythene
tended to obscure the fringe pattern from the cells. In fact, the
combined effect of bag thickness with the fringes from the bag alone
made observation of the fringes impossible whilst under evacuation.
To counter this, araldite epoxy resin was
carefully applied around the interface between the cube and substrate to
hold the cell in the position it adopts under evacuation.
The test cell was held in the perspex rig which was then placed into the
evacuation bag and, once the vacuum
pump was switched on, left for two hours in order that the araldite
harden.
Figure 6.11 shows the resulting interference pattern photographed through
the microscope. It is observed that a set of equally spaced, parallel
interference fringes are obtained in accordance with the expectation of
a linear variation in cell thickness. Unfortunately, the beamsplitter
used was rather old but the only one available, and results in the
non-fringe artifacts observed.

Figure 6.11: Linear Wedge, One Polyester Spacer
A total of 42 fringes are clearly visible over the main area of the
cube, excluding the area over the spacers, which translates to a
difference in height of 21l. As He-Ne illumination is used,
this figure is found to measure @ 13.3mm whereas a difference in
height of exactly 12mm would give rise to @ 38 fringes.
Care must be taken in the interpretation of this result, for the width
of the spacer material may give rise to an increase in height as figure
6.12 suggests.

Figure 6.12: Effect of Spacer Width on Fringe Count
`Crinkling' of the material is not thought likely to explain the
apparent extra thickness of the spacer due to the pressure bearing down
on the cube. Given the nature of this experiment, it is fair to
conclude that
- Polyester sheeting does not significantly compress under vacuum
packing and
- The thickness of the material is nominally 12mm.
Neither conclusion is particularly unexpected though it was felt
necessary to conduct the experiment as a matter of completeness.
Two Spacer Bars
The logical extension to the last experiment is to use two spacer bars
at either end if the glass cube and repeat the whole procedure
described above. As figure 6.13 shows, no fringes whatsoever are observed
over any part of the cube, showing the air gap to be uniform to less
than [(
l)/2].
Visual observations were made most carefully
both using a CCD camera mounted so as to look down the microscope and
with the naked eye. At no time were any fringes observed, and any
structure perceived in figure 6.13 has been verified to belong to the beamsplitter.
These experiments led to confidence both in the integrity of the
polyester spacer material and the process of vacuum packing as a means
of producing a highly uniform air-gap, at least in the test cell
structures used here. It was thus decided to continue test cell experiments
with the two spacer / vacuum packing technique in the search for
alternative affixation techniques.

Figure 6.13: Vacuum Packed Cell - Two Polyester Spacers.
2.3 Alternative Adhesives
Given the messiness of araldite epoxy resin, the time
required to harden etc. it was natural to investigate other adhesives
for use in SLM assembly.
Superglue, though extremely strong in general, was
ruled out out due to its poor bonding with glass and low viscosity
(difficulty in applying accurately).
Of particular interest was an ultra-violet
curing glue, which achieved a very strong bond in a matter of minutes
after exposure to a UV light source.
The UV-cure glue has very little viscosity and may be applied in minute
quantities with a syringe. By comparison, araldite is extremely viscous
and becomes increasingly so as it hardens. Although it
can be applied
through a syringe, undesireable `threads' of glue cling to the syringe tip as
it is pulled away from the site of application.
To study the UV-cure glue further, the interface between the reflecting
substrate and glass cube was lightly coated around the edges with UV-cure
glue from a syringe. Evacuation
takes place and once all air has been expelled from the bag, the UV light
source shone through the perspex onto the cell. After five minutes, the cells
were placed in the interference
bench for examination. Several test cells were made in this way, with
varying amounts of glue used. Figure 6.14 shows one such failed cell.

Figure 6.14: Failed UV-cure Glue Test Cell.
It was found that no matter how small the amount of glue used, there
was no way to avoid some seepage into the air-gap layer.
Both UV-cure and araldite are compared in table 6.1.
| UV-cure | araldite |
| Very strong bond | Very strong bond. |
| Low viscosity, gets everywhere | Highly viscous, stays where placed. |
| Infinite lifetime before hardening | Workable lifetime of minutes |
| Full bonding strength 5 mins from cure | Full strength after several hours |
Table 1: Comparison of Adhesive Properties
Summary
The results obtained from the experiments carried out using small test
cells demonstrate the suitability of both the polyester spacer material
and characterise two adhesives for possible use in an improved SLM
fabrication technique.
Further, the technique of vacuum packing has been shown to be highly
effective in the formation of a uniform air-gap, the desirability of
which has already been discussed.
The success of vacuum packing relies
upon a uniform pressure over the surface of the glass block. If,
however, the evacuation bag collapses in such a way that the material of
the bag is unevenly stretched this will result in an additional
force on the cube in a direction possibly at an angle to the cube
normal. This force may, if large enough, cause the air-gap layer to
take on a wedge shape. Although this was not observed to occur with the
test cells processed in this manner in this chapter, this was in all
probability a matter of luck. However, several types of evacuation bag
were tested - clingfilm, double thick bags, etc. - and
only the single thickness bag found to stretch just enough
to completely surround the perspex rig without either ripping or being
just too thick to collapse uniformly. It shall be shown in section 6.4
that even a partially successful vacuum packing may still be useful.
3 A New SLM Assembly Technique
In this section a detailed account is given of an SLM assembled
using techniques which have their basis in the test cell results of
section 6.2 and which it is proposed offer a significant improvement over
earlier fabrication procedures. The new assembly technique offers both
a device of superior cosmetic quality and, it is hypothesised, longer
lifetime. Vacuum packing is employed
for the first time in this Group in the fabrication of a packaged chip
SLM.
Firstly, a brief description of an
improvement in cleanliness of assembly environment is given, an
improvement to which this author can lay no claim other than a fair
share of the taping of the windows and vigorous dusting/mopping/polishing
undertaken in preparation of the room.
3.1 Environmental Cleanliness
The construction of a `clean' room within the Applied Optics Group late in
1990 provides what is hoped to be a significant improvement in reduction
of atmospheric particulate contamination. The air in the room is recirculated
through large filter banks, also passing through a condenser system to
remove as much water vapour as possible. Although no figures are available for
the particle count, the filters do remove a significant amount of dirt
from the air as judged from their very dirty appearance on periodic
changing. Entrants are required to wear disposable paper hooded suits
and cover boots, as well as surgical masks and gloves to reduce the
spread of particulate material into the clean room. Entrance is via an
antechamber over two `tacky-mats' which further remove dust from
footware, and the pressure in the main clean room is slightly greater
than atmospheric as an extra precaution against contamination. All SLM
assembly performed in this project was performed in this clean
environment, which it is hoped will reduce liquid crystal alignment
errors by particulate contamination to a minimum.
3.2 Preparation of Components
The two basic components of a Spatial Light Modulator, namely the
packaged microchip and the cover glass cube, remain unchanged and their
initial preparation is here described.
- Glass Cube Formation
The glass cube is cut by diamond saw from an Ealing Utility Grade optical
flat, thickness
6mm and measuring 5×5mm on the face adjacent to the VLSI
backplane, just as used in the test cells of the previous section.
The cubes are then cleaned by washing in heated chromic acid for two hours.
- Cube Coatings
An indium-tin oxide layer of approximately 700Å thickness is
sputtered onto each
cube to act as a transparent counter electrode. Several cubes are
processed at once, and after this initial preparation are sealed in an
airtight container and transported to the Clean Room.
- Ion Bombardment
Both the packaged chip and several cover glass cubes are placed in an
evacuation chamber which is pumped down to 10-5 torr. A high tension
electric field within the chamber causes ionisation of the remaining
molecules within the chamber by an acceleration/collision process. The
high velocity ions bombard the exposed faces of the glass cubes and chip
and, in theory, remove impurities at a molecular level adhering to the
surfaces in question. A green glow is observed (presumably due to oxygen
recombinations ) in this process known as ion bombardment.
- Aluminium Contact
The chips are removed from the chamber and the cubes placed in a holder which
exposes only a thin strip ( @ 1mm) of the lower face and one side face.
An aluminium contact is sputtered onto these regions forming a layer
@ 1000Å thick.
- Alignment Layer
The chamber is returned to atmospheric pressure and a small amount of
silicon placed in a heated `boat' beneath the chip and cover cubes.
Both the chip and cubes lie at an angle at an angle of 600 to the
horizontal, the angle shown in figure 6.3, so that a microgroove structure
forms on each surface and acts as an alignment layer for the liquid crystal
molecules. Sputtering continues until the film thickness reaches
@ 250Å, a figure which Heddle [64] has reported
significantly reduces the formation of local domains within nematic BDH
E7 liquid crystal as used in this project.
The components are now ready to be assembled into a complete spatial
light modulator. Note the main improvements in preparation are the
provision of a very much cleaner working environment and the ion
bombardment of the components. Further, the alignment layer material has
been changed from magnesium fluoride to silicon oxide in routine
experimentation by Mr. Garrie and
has been shown to possess good alignment properties [65].
Research within the Group [64] shows to cause fewer local alignment
errors (domains) if the alignment layer is deposited to a
thickness of 250Å. Consequently
one would hope to obtain, upon assembly, a device exhibiting both
uniformity of reflection over each mirror and high contrast between the
ON and OFF states due to the care taken in the preparation of the
surfaces in contact with the liquid crystal.
3.3 Assembly
Assembly of the SLM is conducted in the Clean room, the stages once
again are itemised for clarity. A comparison of the previous technique
with that of Ranshaw is given at the end of this section.
- The chip in its ceramic carrier is mounted onto a specially
constructed assembly jig and clamped into position. This jig, designed
and constructed entirely by Mr. Garrie, incorporates a platform
which has both translational and rotational degrees of freedom. It is to
this platform which the ceramic chip carrier is attached. See Figure 6.15.

Figure 6.15: SLM Assembly Jig
- Two spacer bars are cut with a surgical scalpel from 12mm
thick polyester sheeting, each having dimensions of approximately
4mm×0.5mm. The spacers are picked up by the scalpel to which
they are attracted electrostatically and carefully laid on either side
of the glass cube. Damage at this stage easily occurs due to the strong
attraction of the spacers to anything they come into contact with.
Figure 6.16 shows the location of the
spacers relative to the aluminium counter electrode, a consideration of
importance when the cell comes to be filled.

Figure 6.16: Spacer Location on Cube
- A small nozzle connected to a vacuum pump, shown in the figure, acts as
a vacuum chuck with which to hold the glass cube above the surface of
the chip.
The nozzle diameter is approximately [ 2/3] that of the cube
allowing relatively easy placement, though the cube edge may not lie
parallel to the microchip edge at this stage. Rotational misalignment
is countered by the micrometer controlled rotation of the chip platform.
When placing the cube
in the vacuum chuck care must be taken to ensure the aluminium edge lies
parallel to the short side of the underlying ceramic carrier so ensuring a
parallel configuration of the alignment layers on chip and cube.
- The ceramic carrier is moved under the glass cube and the cube
lowered quickly at first by micrometer screw until it is within about
1mm of the chip surface. Final rotation and translation of the cube
is performed with the aid of a binocular microscope, and the cube is
lowered very gently down until it just touches the chip surface.
Approximately half a millimeter of play is found between the cube sides
and the bonding wires of the chip, very little even using the microscope.
At this point the knowledge and experience gained from the test cell
experiments is drawn upon, specifically that of vacuum packing. It has
been shown that the spacers in question provide a uniform air-gap if
both substrate and cover cube are optically flat and vacuum packing is
employed. Two
questions arise in consideration of the practical implementation of this
technique to the situation here. Firstly, will the evacuation bag used
collapse into the space between the glass cube and ceramic carrier and
thus break the fragile bonding wires ? Secondly, how will the technique
perform when the substrate upon which the spacers lie is actually highly
non-flat, the spacers lying over areas of pixel circuitry estimated to
lie several microns [66] above the mirrors.
Both questions can only be answered by experiment and to this end the
description of the remaining stages of fabrication is now continued with.
- Vacuum packing is to be employed. In order that the cube does not
move during the process, it must be fixed lightly into position
initially and then set solidly once under evacuation for several hours.
Two rectangular glass support bars, of dimension 10mm×4mm, are cut
from microscope slides. One at a time, the bars are laid on the ceramic
carrier and edged gently along until the short end just touches the
glass cube still held in the vacuum chuck.
- UV-cure glue is applied by syringe along the three edges of the
glass support bar not in contact with the cover cube, and hardened
immediately with the UV light source visible in figure 6.16. This saves time
and results in a very clean, strong, localised area of bonding. It is of
no consequence that the glue runs somewhat underneath the glass before
curing, which occurs after five minutes of UV illumination.
- In order that the glass cube be held accurately in position until
transportation to the evacuation bag, two small spots of araldite Rapid
epoxy resin are applied at the place where each glass support bar
touches the cover cube, as shown in figure 6.17.

Figure 6.17: Size and Position of Araldite Spots
Each spot is applied through a large bore syringe, and remains tacky for
approximately five to ten minutes. The assembly is left for two minutes
to allow the araldite to become tacky enough to hold the cube in
position and the vacuum chuck switched off.
- Slowly the vacuum chuck is raised clear of the chip and the
complete device removed from the assembly rig and placed on top of a
specially shaped aluminium block which will support the chip during
evacuation so the delicate package pins are not crushed. This is then
placed into an evacuation bag. In order to obtain as uniform a bag
collapse as possible, an angled copper tube drilled along its length
was placed inside the bag, as shown in figure 6.18. To the other end of the
tube the vacuum pump was connected through a valve. The pump is started
and the valve very slowly opened, allowing a slow, controllable collapse
of the polythene bag. The glass cube is pressed flush against the
surface of the chip, movement being allowed by the still tacky araldite.

Figure 6.18: Copper Tube used in Evacuation Bag
- After two hours, the pump is switched off and the SLM removed from
the bag and aluminium block. At this stage, the air-gap may be
inspected with the interference arrangement if so desired and more shall
be said of such observations later.
- The SLM is placed on a temperature controlled hotplate in an evacuation
chamber and the air evacuated. By heating the device to approximately
100oC it is hoped that any contaminants present on the surface of
the chip and lower cube face will be `boiled'. off. This process is
known as de-gassing and is aimed in particular at removing water vapour
from the surfaces which is harmful to the liquid crystal. Although the
measured temperature of the hotplate at any given time is liable to be higher
than that of the SLM, it is expected that conduction to the SLM will raise its
temperature to be approximately that of the hotplate or slightly less
within ten minutes or so. Figure 6.19 shows two SLMs, one constructed by
the author and another by Ian Chisholm,3 as they emerge from the evacuation chamber. (The SLM nearer
the camera has been constructed as described here but is fitted with a
post-assembly fringe compensation rig to be described in the next section).

Figure 6.19: Evacuation Chamber in the Clean Room
- The (hot) SLM is removed from the chamber and filled with liquid
crystal from a syringe placed along either of the two accessible sides
of the chip. The spacers lie under those sides covered by the glass support
bars and as such do not form a barrier to the filling of the cell.
Filling takes place via
capillary action so it is required only to place a drop of liquid
crystal at the cube-chip interface to fill the cell. Liquid crystal
placed in the cell whilst still hot has a reduced viscosity and thus
fills easily, but more than this it is known that heating a filled liquid
crystal cell improves the molecular alignment. At a certain temperature,
liquid crystal approaches a change in state - the clearing temperature
- where no order exists between the molecules. Upon cooling within a
cell having a proper surface treatment (alignment layers) the molecules
are found the align themselves much more easily with the microgrooves of
the surface. This temperature is 68oC for the LC used in this
project, so that de-gassing and filling whilst hot are complementary
procedures.
It was found that the polythene evacuation bag did not collapse so much
that it damaged the bonding wires, the glass support bars limit the
extent of the collapse and thus also function as bonding wire
protectors. Optical quality of the SLM assembles in this manner is
discussed in the next subsection.
3.4 Optical properties of New SLM
The assembled SLM is shown in figure 6.20, which for purposes of
identification is labled SLM#2.4
Cosmetic quality has undoubtably improved significantly, but the optical
quality is of far greater importance. Test patterns
shown in figure 6.21 were obtained showing excellent contrast between
the binary amplitude states, with all 256 pixels functioning
correctly.

Figure 6.20: Assembled SLM#2
Some electrical problems were experienced and were traced to poor
electrical connections between the chip carrier and the interface.
Although of a minor nature, correct optical alignment of the SLM is made
difficult by the need to move the device slightly to achieve full
electrical connection. Therefore, moving SLM#2 from its
interface once it was working was not considered a sound proposition.
Experimental work on optical correlation began almost immediately the
device was found to function - which was several weeks after it was
fabricated.
Fringes were observed over the chip, but it
cannot be ruled out that these were not an artifact of the beamsplitter
used in the optical bench. Beamsplitter fringes are sometimes observed to be
eliminated in amplitude mode operation of the device, and certainly the test
patterns of figure 6.21 show no signs of degradation of optical quality arising
from cell wedging. This is in part due to the self-compensating phase delay
properties of nematic liquid crystal used in FIB mode, as previously
explained.

Figure 6.21: SLM Test Patterns!
In order that the fringe
effects be better studied several more SLMs were fabricated in an
identical manner and experimental results obtained merit a section unto
themselves. In brief conclusion however, a successfully operating
16×16 SLM utilising the Field Induced Birefringence effect was
fabricated for use in an optical correlation experiment, thus
fulfilling the objective of this chapter's research.
4 Fringe Elimination
In order that fringes be eliminated from the SLMs constructed
according to the method of this thesis, two post-assembly adjustment rigs
were designed and their implementation is described in this section.
The combined effects of circuitry and non-uniform evacuation bag
collapse (leading to stress in the bag material and a component of force
at an angle to the chip normal during evacuation) are suspected of
causing fringes during vacuum packing of the SLMs.
In the assembly process it is noted that no adhesive comes into contact
with the chip surface. As such, the possibility exists for post assembly
adjustment of the cube by affixing a small device onto the front of the
SLM which pulls or pushes the cube until it is completely parallel with the
chip surface.
4.1 Perspex Adjustment Rig
Figure 6.22 shows fringe patterns of an unfilled SLM, SLM#3, constructed
according to the new procedures detailed earlier in this chapter.
It is observed that a height difference of approximately 4l exists
across the extent of the cube as judged from the 8 or so equally spaced
(approximately) fringes visible. Non-straight fringes may be a result
of wafer non-uniformity which may or may not have occurred during
vacuum packing. The chips are glued to the ceramic carrier in a
standard microfabrication environment and the type,
uniformity of glue thickness and method
of affixation of the chip are not known in any detail.

Figure 6.22: Fringe Patterns of SLM#3, Unfilled.
However, during
the process a vacuum chuck is known to be used to hold the chip around all
four edges whilst the glue dries. The combined effects on the thin
silicon of the chip cannot be ruled out as causes of wafer bowing beyond
the control of this author. 5 A perspex adjustment rig was designed
to fit over the glass cube as shown in figure 6.23, where the rig is also
shown in place over the SLM.
A square hole, 5.1mm on a side, is cut in the top of a thin piece of
perspex. This fits over the cover cube and is set to lie slightly lower
than the top of the cube by turning each of the four screws at the
corners of the perspex slab. The cube is then glued rigidly to the perspex
with araldite epoxy resin around the edges, using a large bore syringe.
If the cube is held strongly enough in position, yet with a small degree
of flexibility inherent within the araldite, it might be pulled
slightly by turning the four screws until absolutely parallel with the chip
surface as judged from observation of the interference fringes of the
air-gap.

Figure 6.23: Perspex Adjustment Rig and SLM#3.
Figure 6.24 shows the resulting fringe pattern taken through the
microscope of the same SLM with the perspex rig so adjusted.
Although the rig was not perfectly adjusted, the improvement is nonetheless
quite dramatic. Unfortunately, the bond between the ceramic carrier
and glass support bars using UV-curing glue was not as strong as
expected and the glass was removed from the package altogether. This
arose from overstressing the perspex by turning the screws too far, so
that it acted as a coiled spring. The smooth surface of the ceramic
carrier would be hard to form a strong bond with using any adhesive, and
the design was flawed in that a lifting action worked against the
adhering action of the glues used.

Figure 6.24: Fringe Elimination - Perspex Rig, Unfilled.
4.2 Brass Adjustment Rig
With the experience gained from SLM fabrication and the perspex
adjustment rig, a further spatial light modulator was assembled and is
referred to as SLM#4. After fabrication the device was examined on the
interference bench and approximately six fringes were observed over the
device, corresponding to @ 3l which is remarkable given the
admitted crudeness of the vacuum packing technique used.
A new adjustment rig made of brass was designed, the
fundamental operation this time being to push the cube into
position, and is shown in figure 6.25. Metal was chosen as the fabrication
material as it would not flex by anywhere near as much as perspex does
upon turning the adjustment screws. Thus, a slight turn of the
adjustment screws is translated as an equally slight movement of the
glass cube without the additional spring effect of perspex when it
bends.

Figure 6.25: Metal Adjustment Rig
In order that the metal plate be pulled down, two smaller perspex bars
are incorporated into the design to act as `feet' which would be glued
to the ceramic carrier. In the figure these `feet' are visible, and
paperclips act as spacers to leave the correct height between feet and
main plate whilst the rig is affixed to the chip. The square hole has a
bevelled edge on the top face so as to make the application of the
araldite easier, and less likely to come into contact with the top face
of the cover cube. The whole rig as is laid on top of the SLM and the feet
are first glued with UV-Cure glue to the ceramic carrier. This minimises
movement of the rig which could knock the glass cube and cause severe
damage to the SLM. Once cured, araldite epoxy resin is syringed out over
the UV-cure glue join so that the feet are secured by two very strong
adhesives indeed. Each screw is held in a threaded hole in the perspex
feet, and is secured from turning by the same procedure, the holes in
the metal plate allowing free movement up and down of the screws, hence
the paperclips to obtain the required height. Four small nuts on the
threaded guide screws may be used to pull the metal plate ( and cube) in
a downwards direction.
Next, araldite is syringed into the space between the cube top and the
metal plate, its viscosity holding it together so fill in the (rather
larger than intended) gap. The SLM is shown seated in the interface in
figure 6.26, where the connections to the BBC Master computer are clearly
visible on the right of the picture. The long red wire is attached to the
counter electrode at one end and a small bread board visible through the
beamsplitter at the other, which modifies the interface to allow the specific
counter electrode signals required by the Field Induced Birefringence effect.
The weight of the metal plate is supported entirely by the glass cube,
so that as thin a plate as possible should be used, the cube being
attached to the glass support bars by only two spots of araldite.

Figure 6.26: Assembled SLM#4 with Metal Adjustment Rig
Optical Quality of Filled SLM
Figure 6.27 shows the interference pattern present during near
optimum adjustment of the rig. The rig was later to be deliberately
de-adjusted once filled to observe the effects on the liquid crystal
layer, and so it was deemed unnecessary to pursue an absolutely ideal
adjustment at this stage.

Figure 6.27: Fringe Pattern of Unfilled SLM#4 during Adjustment
Operation
The SLM was removed to the Clean room and the procedure of de-gassing
and filling with liquid crystal, described in section 6.3.3 , was performed.
Figure 6.19 of the same section shows the SLM in the evacuation chamber just
before it was to be filled. After filling, figure 6.28 shows the interference
pattern observed. Note that transportation of the device entails touching the
brass adjustment rig and a change (usually for the worse) of the
interference pattern.

Figure 6.28: Interference Pattern Immediately After Filling
An `ALL PIXELS ON' test pattern , in amplitude mode, was displayed on the
device, with a further slight adjustment to decrease the fringes, and is
shown in figure 6.29. Note that the fringes are not always visible due to the
configuration of the polarisers in the optical processing bench which doubles
as an interference bench also.
Two data lines (columns) are observed not to function and one enable
line (row) also fails to operate correctly, which further interface testing
with a logic analyser shows are all attributable to chip/carrier faults.
Further, the cover glass has been
slightly misplaced during assembly so that the aluminium edge covers two
rows at the top of the device. This happens to be fortuitous in that the
enable line has been shown to pulse whenever any of the other 15
enable lines also pulses. By setting the data lines for the 15th (uppermost)
row to contain the row pattern of enable line 10 (lowest line is enable
line zero) the data for row 15 (obscured)
is loaded into the flip-flops of row 10, so that this row can now be
used as well.

Figure 6.29: `ALL ON' Pattern in Amplitude Mode, Slight Adjustment.
The bench polarisers were then rotated until the fringe pattern became
visible and the four adjustment nuts turned slightly until one fringe filled
most of the area of the chip. Upon polariser reconfiguration to
amplitude mode, figure 6.30 shows the resulting image quality
of an optimally adjusted rig and the effect on the same test pattern
when the rig is deliberately maladjusted for comparison.
The improvement in optical quality compared to a badly fringed device
(in this case deliberately made so) is highly significant.
Unlike the perspex prototype, the metal adjustment rig has caused no
damage to the SLM and, as the photographs of this section have shown,
has greatly improved the performance of an SLM operating as an amplitude
filter. As the patterns are only visible due to the essential phase
modulation mechanism of the liquid crystal, it is concluded the
performance as a phase filter should also be improved.

Figure 6.30: Maladjusted and Optimally Adjusted Brass Rig
Anomalous SLM Behaviour
The last figure in particular shows that non-uniformities in the
thickness of the liquid crystal layer can overcome even the
self-compensating optical path length effect of nematic LC.
Post-assembly adjustment rigs can be used to save a badly fringed
device from the scrap heap, but the adjustments required are difficult
to perform and are speculated to be of use only for the rather
`forgiving' nematic liquid crystal.
Several SLMs constructed within the Group (Garrie) have been observed to
operate successfully and with excellent contrast though significant
fringing is apparent over the device. Indeed , figure 6.21 of section 6.3.4
shows fringing present on the device used in the optical correlation
experiment of the next chapter, SLM#2 with no apparent harm to the
pattern displayed. The spacing of the fringes, being a measure of cell
non-uniformity, is however close to that which so damages the optical
quality of SLM#4 in the deliberate misadjustment of figure 6.30 The
question then is
`Why is it that, given an identical assembly procedure, some SLMs function
seemingly unaffected by the presence of moderate fringing whilst others are
highly susceptible to even slight degree of fringing ?'
This question cannot be answered by the author and it is suggested that
future study into SLM fabrication should direct itself to finding the
solution. It may be a simple matter, for instance it is known that the
introduction of a beamsplitter into an optical system in particular
causes problems with coherent interference of multiple reflections.
Alternative Fabrication Proposal
As a conclusion to this chapter, a brief study of yet another
fabrication method (not that of the author) is analysed with respect to
post-assembly fringe correction.
It has been proposed within the Group to fabricate SLMs
using thin ( £ 1mm thick) glass which is glued directly onto the
silicon wafer using a glue-writing operation, where the glue is
carefully laid down in a thin layer all around the active area of the
chip. The glue is to contain spacer spheres and vacuum packing is then to
follow. This technique has been proposed
(and indeed the glue writing
machinery is being manufactured) as a means of fabricating SLMs of
commercial quality having a very much larger number of pixels than the
256 pixel device of this project. This proposal is briefly analysed
here in order that the difficulties involved be discussed with reference
to the knowledge obtained in this chapter.
- Optically flat glass becomes enormously more difficult ( and
therefore expensive) to produce as the thickness required is reduced.
This is a valid, if somewhat commercial, objection to using thin glass.
- Thin glass is much less rigid than the 5×5×6mm cubes
used in this project, and is therefore highly likely to bow. Test cell
results of silicon wafers of approximately the same thickness as that of
the proposed glass show bowing is a serious problem in thin materials.
As ferroelectric liquid crystal is intended to be used, bowing of the
glass which may occur during affixation to the chip would have serious
consequences. It is suggested that a uniform layer of spacer spheres
should cover the active area of the chip to minimise this effect rather
than a combined glue and spacer combination.
- Vacuum packing produces an air gap of high parallelism
( @ 4-6l, see later) but has been found to be insufficient as a one
stage process to obtain flatness to anywhere near one wavelength of
light. Therefore, post fabrication adjustment may be required to achieve
such a stringent level of parallelism. By using a thick cube of glass
which is not bonded directly to the chip, this section has demonstrated
successful operation of one such adjustment device which minutely moves
the glass cube. The thin glass proposed may cause difficulties as pressure
on one edge, for instance, would result in a local deformation rather than
movement of the glass as a whole. This is especially so if the glass is
bonded directly to the chip where the chip surface itself may become
deformed. However, it should not be ruled out that a very thorough
investigation into vacuum packing (evacuation bag material &
properties, evacuation pressure, rigidity of hardened glue etc.) would
produce a higher standard of result than obtained by this author.
5 Summary
A Spatial Light Modulator of high optical quality has been fabricated
for use in an optical correlation experiment. Traditional fabrication
techniques have been reviewed and built upon to introduce new methods which
should result in devices of consistently high optical quality. In
particular,
- In the new method, SLM fabrication takes place in a `clean'
environment, reducing airborne contamination of treated surfaces. This
is expected to provide a very much cleaner assembled environment that the
laminar flow cabinet used previously.
- Ion bombardment of components is a further new precaution to
ensure the cleanliness of the surfaces to be placed in contact with the
liquid crystal.
- De-gassing of the SLM air-gap before filling has been introduced
as a measure to remove atmospheric H2O from the surfaces in contact
with the LC, this being detrimental to the lifetime of the liquid
crystal.
- A technique known as vacuum packing has enabled the integrity of
the polyester spacer material to be verified and has been shown to
consistently produce an air gap flat to @ 6l when used in
SLM construction. Further, a study of all previously manufactures SLMs
within the Group has shown that 90% have leaked their liquid crystal
layer out of the device. An SLM assembled according to the traditional
assembly procedure and assembled one month prior to the vacuum packed
device SLM#2 has also leaked the LC after one year. The vacuum packed
device has shown no signs of leakage to date, suggesting that vacuum
packing lengthens device lifetime by providing a thinner LC layer which,
due to viscosity effects, is more resistant to leakage.

Figure 6.31: SLMs both old and new.
- Test cell simulations have enabled the introduction of new
adhesives into appropriate stages of SLM fabrication, and shown the
merit of vacuum packing.
- SLMs fabricated to the new assembly procedure are cosmetically
much improved over the previous method of assembly. If fringing is
observed to be detrimental to the operation of the device, the new
design by its nature allows post-assembly adjustment of the glass cube
to minimise these effects. Two such adjustment devices have been
evaluated and one found to operate with a high degree of success.
- Experimental results on both wafer bowing and post-assembly
adjustment device operation point to
the continued use of thick glass in fabrication of SLMs of the type used
in this project.
Future areas of research should, it is suggested, seek to clarify the
anomalous SLM behaviour in the presence of seemingly strong fringing.
Also, the shape of the spacer may prove to be influential on the success
of the vacuum packing technique. Two rectangular spacers were used in
the new assembly method whereas previously a U-shaped spacer was cut,
which may offer improvement but is very much harder to fabricate.
The first SLM fabricated in this chapter, SLM#2, is further discussed
in the next chapter on optical correlation, which was the `raison d'etre'
of this chapter. The quality of optical correlations with the limited
space-bandwidth product of this SLM further testifying to the optical
quality of the device resulting from the assembly procedures of this
chapter.
Footnotes:
1`Ealing' [(l)/4] specification
optical flat.
2Heddle [64] has successfully used a
solution of 9mm diameter glass rods suspended in iso-propyl
alcohol, (1mg of rods per gramme of IPA) a technique
originally tried in this Group by the writer of this thesis but rejected
in favour of the polyester sheeting.
3PhD student, working on
the 50×50 pixel SLM designed within the Applied Optics Group by
McKnight [61].
4SLM was a practice SLM
assembled according to the old procedures and is not discussed further.
5This subject is currently receiving
attention within the group with reference to the fabrication of large,
commercial quality SLMs.
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